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HOMOTOPY THEORY OF MODULES AND GORENSTEIN RINGS

APOSTOLOS BELIGIANNIS

1. Introduction

It is an old observation of Eckmann-Hilton [21], that the homotopy theory of topological spaces has an algebraic analogue in the module category of a ring.

Inspired by the work of Eckmann-Hilton, various authors studied the problem of constructing a homotopy theory in more general algebraic categories. We refer to the works of Heller [18], [20], [19], Huber [23], Kleisli [29], Brown [12], Auslander-Bridger [1] and Quillen [35]. Restricting to the case of a mod- ule category, there are two different in general, homotopy theories defined. The injective homotopy which is defined by killing the injective modules and the projective homotopy which is defined by killing the projective modules. Let be an associative ring, and let Mod()be the category of right-modules.

Using injective homotopy we obtain the stable category Mod()which is al- ways right triangulated, and using projective homotopy we obtain the stable category Mod()which is always left triangulated. The projective and the in- jective homotopy coincide iff the ring is Quasi-Frobenius (QF-ring for short) and in this case the stable category Mod()= Mod()is a compactly gen- erated triangulated category. The stable module category of a modular group algebra (which is a QF-ring), has been studied by many authors mainly from the representation theoretic point of view. There is recently a big progress in this study, which is developed using machinery from the theory of triangulated categories, in particular Bousfield’s localization techniques, see for example [36], [11]. Our main purpose in this paper is to study the stable module cat- egories Mod()and Mod()of a ringfrom the point of view of modern algebraic homotopy theory. This is possible if the stable module categories are compactly generated, so a theory of Brown Representability can be developed.

The paper is organized as follows.

In Section 2, we study general stable categories with products or cop- roducts which are induced by homologically finite subcategories in the sense of Auslander-Smalø [2]. In Section 3 we study Brown Representability and its

Received October 6, 1998.

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consequences, in a given additive category with coproducts and weak coker- nels. Here the notion of a Whitehead subcategory borrowed from topology is of central importance. Brown’s Theorem in this setting has interesting applica- tions to (right) triangulated categories, tot-structures in the sense of [4] and to locally finitely presented additive categories in the sense of [13]. In particular we show that Bousfield’s localization holds in a compactly generated right triangulated category. In Section 4 we prove that a functorially finite subcat- egoryX of an additive category C, induces a closed model structure onC in the sense of Quillen [35], with all objects fibrant and cofibrant. Conversely any such closed model structure arises from a functorially finite subcategory.

The associated homotopy category is the stable categoryC/X which in many cases has the structure of a pre-triangulated category, i.e. it is left and right triangulated in a compatible way.

Section 5 is devoted to the characterization of rings, such that the stable categories modulo projectives or injectives are “suitable" for doing homotopy theory. For the injective homotopy this happens iff the ringis right Morita.

For the projective homotopy this happens iff the ringis left coherent and right perfect. In both cases the stable categories are compactly generated Abstract Homotopy Categories [12], and Brown Representability Theorem holds in this setting. Note that our results on injective homotopy generalize recent results of Jørgensen [25].

In Section 6, inspired from the construction of the stable homotopy category of spectra [32], we study the existence of a stable homotopy category associated to the projective or injective homotopy of a ring. Since the stable module categories are not in general triangulated, it is useful in many cases to replace them by their stabilizations [8], [19], which are triangulated categories, and this can be done in a universal way. We say that a ringhas a projective, resp.

injective, stable homotopy category if the stabilization of Mod(), resp. of Mod(), is compactly generated. We prove that in caseis right Gorenstein in the sense of [8], and the ringis left coherent and right perfect or right Morita, then such a stable homotopy category exists and can be described as the triangulated stable category of Cohen-Macaulay modules. We close the paper studying when the stable homotopy category is a phantomless or Brown category in the sense of [6], [7].

Throughout this paper we compose morphisms in the diagrammatic order, i.e. the composition off :AB,g:BCis denoted byfg.

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2. Stable Categories with Coproducts and Compact Objects

We fix in this section an additive category C with split idempotents and a full additive subcategoryXC ofC closed under isomorphisms and direct summands. A morphismf :ABinCis called anX-epicif the morphism C(X, f ): C(X, A)C(X, B)is surjective. We recall from [2] that the subcategoryX is calledcontravariantly finiteinC if for any objectAC, there exists anX-epicχA : XAAwithXAX. The morphismχA is called arightX-approximationofA. The notions of anX-monicmorphism and of a covariantly finitesubcategory are defined dually. A subcategory is calledfunctorially finiteif it is both covariantly and contravariantly finite.

We denote the stable category ofC modulo X by C/X. We recall that the objects ofC/X are the objects ofC. If A, B are objects of C/X, then C/X(A, B) = C(A, B)/IX(A, B), where IX(A, B) is the subgroup of C(A, B) consisting of all morphisms factorizing through an object of X. We denote by Athe objectAconsidered as an object ofC/X and byf the class of the morphismf : AB inC/X(A, B). ThenC/X is an additive category and settingπ(A) = A and π(f ) = f, we obtain the projection functorπ :CC/X.

Proposition2.1. Suppose thatC has coproducts (products).

(1) The functorπ : CC/X preserves coproducts (products)X is closed under coproducts (products). In this caseC/X has coproducts (products).

(2) IfX is contravariantly finite (covariantly finite), thenX is closed under coproducts (products).

(3) IfX is closed under coproducts (products), then idempotents split in C/X.

Proof. (1)Assume first thatX is closed under coproducts. Let{Ai;iI}

be a set of objects inC/X and let µi : Ai → ⊕Ai be the injections into the coproduct in C. Then we have morphisms µi : Ai → ⊕Ai in C/X. Let fi : AiB be morphisms inC/X. Choose morphisms fi : AiB in C, such that fi = fi,∀i ∈ I. Then there exists a unique morphism f : ⊕AiB such that µif = fi,∀i ∈ I. Then in C/X we have µif = fi,∀i ∈ I. Let h : ⊕AiB be another morphism in C/X such thatµih= fi,∀i ∈I. Then there are morphismsκi : AiXi and χi :XiB, whereXiX, such thatµifµih = κiχi, where h : ⊕AiBis a morphism inC withh = h. Let⊕κi : ⊕Ai → ⊕Xi be the unique morphism withµi ◦ ⊕κi = κiνi and letχ : ⊕XiB be the unique morphism withνiχ = χi, whereνi : Xi → ⊕Xi are the canonical injections. Thenµifµih =κiχi =κiνiχ =µi◦ ⊕κiχ. This

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implies thatfh= ⊕κiχ. By hypothesis,⊕Xi is inX and this implies thatf = f = h = hin C/X. This shows thatC/X has and π preserves coproducts. Conversely ifπ preserves coproducts, let{Xi, iI}be a set of objects ofX. Thenπ(⊕Xi)= ⊕π(Xi)= 0 and this implies that⊕Xi is in X. HenceX is closed under coproducts. The parenthetical case is similar.

(2)LetXi, iI be a set of objects inX and letχ :X→ ⊕Xi be a right X-approximation of ⊕Xi. Ifµi : Xi → ⊕Xi are the injections, there are morphismsαi : XiX such thatαiχ = µi. Then there exists a unique morphismψ :⊕XiXsuch thatµiψ =αi, henceµiψχ =µi. Then ψχ =1⊕Xi. SinceX is closed under direct summands, we have⊕XiX. HenceX is closed under coproducts. Part(3)follows from [16].

IfY is a full subcategory ofC, then add(Y)denotes the full subcategory of C consisting of all direct summands of finite coproducts of objects ofY. IfC has coproducts, resp. products, then Add(Y), resp. Prod(Y), denotes the full subcategory ofC consisting of all direct summands of arbitrary coproducts, resp. products, of objects ofY. Trivially a morphismf :AB isY-epic (resp.Y-monic)⇔f is Add(Y)-epic, (resp. Prod(Y)-monic).

Lemma2.2.IfC has coproducts, resp. products, andX is skeletally small, thenAdd(X), resp.Prod(X), is contravariantly finite, resp. covariantly fi- nite, inC.

Proof. For anyCC letIC := {X→C :X∈Iso(X)}, where Iso(X) is the set of isoclasses of objects ofX and setXC := ⊕i∈ICXi. The set of morphismsICinduces a canonical morphismχC :XCC, which obviously is a right Add(X)-approximation ofC. The parenthetical case is dual.

Definition 2.3. ([33]) An object Ain an additive category C is called (countably)compactif the functorC(A,−):CAbpreserves (countable) coproducts. A full subcategoryX ofC is called (countably)compact ifX consists of (countably) compact objects.

The full subcategory of C consisting of all compact objects is denoted byCb. If C has coproducts, then it is well known that AC is compact iff any morphism f : A → ⊕i∈ICi factors through a finite subcoproduct

j∈J⊆ICj, |J| < ∞. Obviously if C has coproducts andXCb, then (C/X)b=Cb/X(C/Add(X))b.

Definition 2.4. ([13]) An object Ain an additive category C is called finitely presentedif the functorC(A,−):CAbpreserves (filtered) direct limits. We denote by f.p.(C)the full subcategory ofC consisting of all finitely presented objects. An additive categoryC is calledlocally finitely presented

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ifC has (filtered) direct limits, any object ofC is a direct limit of finitely presented objects and finally if f.p.(C)is skeletally small.

Let X be a skeletally small additive category. We denote by Mod(X), the Grothendieck category of contravariant additive functors fromX to the category Ab of abelian groups. The full subcategory of projective, resp.

flat, functors is denoted by Proj(Mod(X)), resp. Flat(Mod(X)). By [13], Flat(Mod(X))is locally finitely presented and any locally finitely presented category is of this form. For the concept of pure semisimplicity in these categor- ies we refer to [13]; in particularC is pure semisimple iffC =Add(f.p.(C)). For latter use we prove the following.

Proposition2.5. LetC be an additive category with products and cop- roducts and letX be a skeletally small full subcategory ofC withXCb. Then the following are equivalent.

(i) Add(X)is covariantly finite inC.

(ii) Add(X)is a locally finitely presented pure semisimple category with products.

Proof. (i)(ii) Consider the restriction functor S : C → Mod(X) defined by S(A)=C(−, A)|X. It is easy to see that S preserves products and coproducts and induces an equivalence between Add(X)and Proj(Mod(X)). If Add(X) is covariantly finite, then obviously Add(X) is closed under products inC. Hence Proj(Mod(X))is closed under products in Mod(X). By Chase’s Theorem (see [5]), we have that Mod(X)is perfect. In particular Proj(Mod(X)), hence Add(X), is equivalent to Flat(Mod(X)), which by construction is pure semisimple.

(ii)(i)By hypothesis for any set{Xi;iI}of objects ofX, the product Xiis in Add(X)and the pure monoµ:⊕Xi

Xisplits. IfAC, then since Prod(X)is covariantly finite, there exists a left Prod(X)-approximation f :A

A→XXofAas in Lemma 2.2. Ifg:AM is a morphism with M is in Add(X), then there exists a family of{Xi;iI}of objects ofX such that MN = ⊕Xi. Let iM : M → ⊕Xi and pM : ⊕XiM be the canonical injection and projection. Also let ν :

Xi → ⊕Xi be a splitting of the canonical morphismµ:⊕Xi

Xi. Then by the covariant finiteness of Prod(X), there exists a morphismα :

A→XX

Xi such thatfα = giMµ. Thenfαν =giMµν= giM. Hence fανpM =g. This shows thatf is a left Add(X)-approximation ofA. Hence Add(X)is covariantly finite inC.

From (the proof of) Proposition 2.5 we deduce directly the following.

Corollary2.6. LetC be a locally finitely presented category with pro- ducts. ThenAdd(f.p.(C))is covariantly finite inC iffC is pure semisimple.

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3. Weak Colimits and Brown Representability 3.1. Weak Limits and Weak Colimits

LetC be an additive category and letI : IC be a functor from a small categoryI. We use the notations:Ai =I(i)foriI andαij =I(ij): AiAj for an arrowij inI. We recall that aweak colimitw.lim

Ai of the functorI is defined as the colimit except the uniqueness property. A weak colimit of a functorI :ICis called aweak direct limit, if the categoryIis filtered. An example of a (finite) weak colimit is aweak cokernelof a morphism f :ABinC, which is defined as a morphismg :BCwithfg=0 and such that any other morphismh:BDwithfh=0 factors through g(in a not necessarily unique way). A weak colimit is not uniquely determined and in caseC has coproducts and weak cokernels, then a weak colimit of the functorI can be obtained as a weak cokernel θI :

i∈IAi → w.lim

Ai

of the canonical morphismζI :

i→j∈I2Ai

k∈IAk, whereI2 is the category of morphisms ofI. Hence ifC has coproducts and weak cokernels, thenC has weak colimits. We leave to the reader to formulate the dual notions ofweak limitandweak kernel. We note that ifChas products and weak kernels, thenC has weak limits.

Proposition3.1. (1)IfC has weak kernels (weak cokernels) and if X is a full additive contravariantly finite (covariantly finite) subcategory ofC, thenX,C/X have weak kernels (weak cokernels). Moreover the canonical functorπ :CC/X preserves weak kernels (weak cokernels) ofX-epics (X-monics).

(2)IfC has products and weak kernels and ifX is contravariantly finite and closed under products inC, thenX,C/X have weak limits.

(3)IfC has coproducts and weak cokernels and ifX is covariantly finite and closed under coproducts inC, thenX,C/X have weak colimits.

Proof. (1) Suppose thatX is contravariantly finite inC andC has weak kernels. Letf : YZbe a morphism inX with weak kernelg : AY inC. IfχA : XAAis a rightX-approximation ofA, then trivially the morphismχAg :XAY is a weak kernel off inX. Now letf :AB be a morphism inC/X and consider the morphismt(f, χB):AXBBin C. Let(g, k):CAXBbe a weak kernel oft(f, χB)inC and consider the morphismg :CAinC/X. Obviouslygf =0. Ifh: DAis a morphism withhf =0, then we have a factorizationhf =mχB, where m :DXB. Then(h,−m)◦t(f, χB)= 0, hence there exists a morphism d :DCwithd(h,−m)= (g, k). Thendh=g anddh= g. This means thatg is a weak kernel off inC/X. Finally letf : BC be an

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X-epic and let g : AB be a weak kernel off. Then inC/X we have gf =0. Leth:DBbe a morphism withhf =0. Then there exists a morphismt : DXC with hf = tχC, whereχC : XCC is a rightX-approximation ofC. Sincef isX-epic, there exists a morphism r :XCBwithχCr =f. Thenhf =trf, hencehtr =kg, for a morphismk : DA. But thenh = kg and this means thatg is a weak kernel off inC/X. The parenthetical case is dual. Parts(2),(3) are consequences of(1)and Proposition 2.1.

Definition3.2. LetPbe a full subcategory ofC. A weak colimit w.lim

Ai

inC is called aP-minimal weak colimitif the canonical morphism lim C(P, Ai)C(P,w.lim

Ai) is an isomorphism. The subcategoryPis calledminimalif

() Every tower A0A1A2 → · · ·in C has a P-minimal weak colimit.

Definition3.3. A full subcategoryP of an additive categoryC is called aWhitehead subcategoryifP has the following properties.

(i) P is skeletally small.

(ii) A morphism f : AB in C is an isomorphism iff C(P, f ) : C(P, A)C(P, B)is an isomorphism.

Corollary3.4. If the additive categoryC has countable coproducts and weak cokernels, then for any compact minimal Whitehead subcategoryP of C, anyP-minimal weak colimit of a tower is uniquely determined, by a not unique isomorphism.

Proof. Follows trivially from the fact that the functorsC(P,−), P ∈P, collectively reflect isomorphisms.

For latter use we state the following useful result.

Lemma3.5.LetC be an additive category with countable coproducts and weak cokernels, and letX be a covariantly finite subcategory ofC, satisfying the following:

(i) Any tower A0 −→f0 A1 −→f1 A2 → · · · in C, where each fi, iI is X-monic, has a direct limit inC.

(ii) IfPis a full subcategory ofCconsisting of objects preserving the direct limits of(i), thenP is closed under leftX-approximations.

ThenP/X is a minimal subcategory ofC/X, i.e. any towerA0A1A2→ · · ·inC/X has aP/X-minimal weak colimit.

Proof. See Lemma 1.6 in [25].

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3.2. Brown Representability

The concept of a Whitehead subcategory and of aP-minimal weak colimit, enters in an essential way in the following Heller’s version of the very important Brown Representability Theorem. We say that a contravariant, resp. covariant, functorF : CAbishalf-exactif for any diagramA −→f B −→g C inC, wheregis a weak cokernel off, the sequenceF (C)−−→F (g) F (B)−−→F (f ) F (A), resp.F (A)−−→F (f ) F (B)−−→F (g) F (C), is exact inAb.

Theorem3.6 (Brown).Suppose thatChas coproducts and weak cokernels.

IfC contains a minimal Whitehead subcategoryP, then: an additive functor H :CopAbis representable iffH is half-exact and sends coproducts to products.

Proof. See [12], [20] for proofs in the non-additive setting.

Corollary3.7. Under the assumptions of Theorem3.6,C has products and any object ofC is in a unique way a weak colimit of a tower.

Proof. If{Ci;iI}is a set of objects ofC, then the functorF :CopAb defined by F (A) =

C(A, Ci) is half-exact and sends coproducts to products. Hence is representable with representing object the product of {Ci;iI}. The proof of Brown Theorem in [20] applied to the functor C(−, A)shows thatAis a minimal weak colimit of a tower of objects.

Theorem3.8 (The Adjoint Theorem). LetC be an additive category with coproducts and weak cokernels and letF :CDbe an additive functor. IfC admits a minimal Whitehead subcategoryP, then the following are equivalent:

(i) F has a right adjointG:DC. (ii) F preserves coproducts, weak cokernels.

In caseF has a right adjointG, and the Whitehead subcategoryPis compact, then the following are equivalent:

(iii) Gpreserves coproducts.

(iv) F preserves compact objects.

Proof. For the first part, it suffices to show that(ii)(i), since trivially any left adjoint preserves coproducts and weak cokernels. For anyDD, consider the functorFD : CopAb defined byFD(A) = D(F (A), D). ObviouslyFDis half-exact and sends coproducts to products, so by Brown’s Theorem,FD is representable. It is well known that this is equivalent to the existence of a right adjoint ofF. Suppose thatF has a right adjoint Gand assume thatF preserves compact objects. LetPPand let{Di, iI}be a

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set of objects inD. Then using thatP is compact and thatF preserves compact objects we have:

C(P, G(⊕Di))∼=D(F (P ),⊕Di)∼= ⊕D(F (P ), Di)∼=

∼= ⊕C(P, G(Di))∼=C(P,⊕G(Di)).

Since this happens for anyPPandPis a whitehead subcategory, we have

⊕G(Di) ∼= G(⊕Di), soGpreserves coproducts. Conversely ifGpreserves coproducts, letX be a compact object inC and let{Di, iI}be a set of objects inD. Then using adjointness and the fact thatGpreserves coproducts, we have:

D(F (X),⊕Di)∼=C(X, G(⊕Di))∼=C(X,⊕G(Di))∼=

∼= ⊕C(X, G(Di))∼= ⊕D(F (X), Di).

HenceF preserves compact objects.

Definition3.9. LetC be an additive category with coproducts and weak cokernels.C is generated by a setGC if the smallest full additive sub- category of C which is closed under isomorphisms, coproducts and weak cokernels and containsG, coincides withC. ThenG is called agenerating set.

The categoryC is calledcompactly generatedif there exists a generating set G consisting of compact objects.

Corollary3.10. LetCbe an additive category with coproducts and weak cokernels and letP be a minimal Whitehead subcategory of C. ThenC is generated byIso(P). Hence if the Whitehead subcategoryPis compact, then C is compactly generated.

Proof. Let U be the smallest full additive subcategory of C which is closed under isomorphisms, coproducts and weak cokernels and containsP. ThenU has coproducts and weak cokernels andP is a minimal Whitehead subcategory of U. LetA be an object inC and consider the functor F = C(−, A)|U :UopAb. SinceF sends coproducts to products and is half- exact, there existsUU and an isomorphismω :U(−, U)−→= C(−, A)|U. Then the morphism ω(1U) : UA, has the property thatC(P, ω(1U)) is an isomorphism. SinceP is Whitehead,ω(1U)is an isomorphism. Hence AU. We conclude thatC =U.

3.3. Right Triangulated Categories

We recall from [9], [27], that a left, resp. right, triangulated category is an additive categoryC equipped with an additive endofunctor/ : CC the

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loop functor, resp.0 :CC thesuspension functor, and a class of diagrams 1, resp.∇, of the form /(C)ABC, resp. of the form ABC0(A), called triangles, satisfying all the axioms of a triangulated category [37], except that/, resp.0, is not necessarily an equivalence. IfC is a left or right triangulated category, then (contravariant) half exact functors are called (cohomological) homological functors: they send triangles to exact sequences. IfC is left triangulated then C(A,−)is homological and if the loop functor/is fully faithful thenC(−, A)is cohomological. IfC is right triangulated thenC(−, A)is cohomological and if the suspension functor0 is fully faithful thenC(A,−)is homological.

We recall that ifC is a (left or right) triangulated category, then a subcat- egoryE ofC is calledthick ifE is a full additive (left or right) triangulated subcategory ofC, which is closed under direct summands. IfChas coproducts, then a thick subcategoryL ofC is calledlocalizingifL is closed under cop- roducts. A (left or right) triangulated categoryC is calledcompactly generated ifC has coproducts and a setS of compact objects, such thatC coincides with the smallest thick subcategory ofC which containsS and is closed under isomorphisms and coproducts.

Let C be a right triangulated category with coproducts. We define a full subcategoryCbofC as follows:

Cb:= {X∈Cb|the functorC(X,−):CAbis homological}.

Hence a compact objectXis inCbiff for any triangleA−→f B −→g C−→h 0(A) inC, any morphismα:XBsuch thatαg =0 factors throughf. Hence if0is fully faithful, in particular ifC is triangulated, thenCb=Cb.

Lemma3.11.If the suspension functor0preserves countable coproducts, then any full subcategoryPofCbis minimal. Hence ifCcontains a Whitehead subcategoryPCb, thenC is compactly generated.

Proof. Let A1A2 → · · · be a tower of objects ofC, and consider the induced triangle⊕i≥1Ai → ⊕i≥1Ai →w.lim

Ai0(⊕i1Ai). IfXP, then applying the half-exact functor C(X,−)to the above triangle and using thatXis compact and0 preserves countable coproducts, we conclude directly that the canonical morphism lim

C(X, Ai)C(X,w.lim

Ai)is an isomorphism, soP is minimal. It follows that if moreoverP is Whitehead, thenC is compactly generated byP.

Corollary3.12. LetC be a right triangulated category with coproducts and suspension functor0. IfC contains a compact minimal Whitehead sub- category, then:

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(i) C is compactly generated with products.

(ii) F : CopAb is representableF is cohomological and sends coproducts to products.

(iii) The suspension functor0 has a right adjoint/0 preserves cop- roducts. If/exists then/preserves coproducts0preserves compact objects.

IfL is a thick subcategory of the right triangulated categoryC, then we can define the quotient categoryC/L, in a possibly larger universe, as in the triangulated case by formally inverting [17] all morphismsABinC, such that in the triangleABL0(A)the objectLL. ThenC/L is a right triangulated category and the quotient functorq :CC/L is exact.

IfC has coproducts andL is localizing, thenC/L has coproducts and the functorq preserves them. The next result which follows from Theorem 3.8 and Lemma 3.11, is a version of Bousfield’s localization in right triangulated categories.

Proposition3.13. LetC be a right triangulated category with coproducts and letL be a localizing subcategory ofC.

(i) IfC is compactly generated and the quotient categoryC/L has small hom-sets, then the quotient functorq:CC/L has a right adjoint.

(ii) IfL is generated by a Whitehead subcategoryPofC contained inCb, thenL is compactly generated and the inclusion functori : L 4C has a right adjoint.

3.4. t-Structures

We recall that ifU is a full subcategory ofC thenUdenotes the full sub- category{A∈C |C(U, A)= 0,∀U ∈U}. For the concept of at-structure in a triangulated category we refer to [4].

Proposition3.14. LetC be a triangulated category with coproducts and suspension functor0. LetU be a full additive subcategory ofC closed under extensions, coproducts and the suspension functor0.

(1)If there exists a Whitehead subcategoryP ofU contained inUb, then the pair(U, 0U)is at-structure inC.

(2)IfC is compactly generated and the quotientC/U has small hom-sets, then(U, 0U)is at-structure inC.

Proof. The hypothesis implies thatU is a right triangulated subcategory ofC. If(1)holds, then by Theorem 3.8 and Lemma 3.11 it follows that the inclusionU 4C has a right adjoint. Then the result follows from [28].

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Suppose that condition(2)holds. SinceC/U has small hom-sets andC is compactly generated, by Theorem 3.8 the quotient functorq : CC/U has a right adjointr. Letδ : IdCrq be the unit of the adjoint pair(q, r). Then for any objectAinC we have a triangleAA−→δA rq(A)0(A) inC. Since obviouslyq(A)=0, it follows thatAU. For anyUU we have the long exact sequence

· · · →C(U, 01rq(A))C(U, A)C(U, A)C(U, rq(A))→ · · · ThenC(U, 01rq(A))∼=C(0(U), rq(A))∼=C/U(q0(U), q(A))=0. In the same wayC(U, rq(A)) = 0. HenceC(U, A) ∼= C(U, A). This shows thatAis the coreflection ofAinU. Hence the inclusionU 4C has a right adjoint and then by [28], the pair(U, 0U)is at-structure inC.

LetC be a compactly generated triangulated category and letTbe the class oft-structures inC. Also letUbe the class of right triangulated subcategories ofC which are closed under coproducts and such that the quotientC/U has small hom-sets, for anyUU. By the above result we have the following.

Corollary3.15. The assignementU −→ (U, 0U)gives a bijective correspondence between the classesUandT.

Example 3.16. Let D() be the unbounded derived category of right modules over a ring. It is well known thatD()is a compactly generated triangulated category. LetU be the right triangulated subcategory ofD() generated by, i.e. the smallest right triangulated subcategory ofD()which containsand is closed under coproducts. Then thet-structure of the above proposition is the naturalt-structure inD(), see [4].

3.5. Triangulated Categories

Corollary3.17. IfC is triangulated, then the following are equivalent:

(i) C is compactly generated.

(ii) C has coproducts and there exists a set of compact objectsS, such that 0(S)=S andC(S, A)=0⇒A=0.

(iii) C has coproducts and contains a full compact Whitehead subcategory.

(iv) C has coproducts,Cbis skeletally small andC(Cb, A)=0⇒A=0.

Proof. (i)(ii)If S is a generating set, then

n∈Z0n(S)is also a generating set which is closed under suspension, hence we can assume that 0(S)=S. LetC(S, A)=0 and consider the full subcategoryUA := {X∈ C; ∀n∈Z:C(X, 0n(A))=0}. ThenUAis a triangulated subcategory ofC,

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closed under coproducts, isomorphisms, and containsS. HenceUA =C and then obviouslyA=0.

(ii)(iii) Let f : AB be a morphism in C with C(S, f ) an isomorphism. IfA−→f BC0(A)is a triangle inC, then since0(S)= S, it follows thatC(S, C)= 0, hence by hypothesisC = 0. Then trivially f is an isomorphism.

(iii)(i) It is easy to see that any compact subcategory ofC which is closed under suspension, is minimal. Then the assertion follows from Corollary 3.12.

(iv)(ii)Obviously(iv)implies(ii). Suppose that(ii)is true. It suffices to show thatCbis skeletally small. LetS be the thick subcategory generated byS. Then obviouslyS is skeletally small andSCb. By [26], we have that any compact object ofC is a direct summand of an extension of objects ofS. This trivially implies thatS =Cb, henceCbis skeletally small.

IfC is triangulated andL is a thick subcategory ofC, then by [37] we have that the inclusionL 4C has a right adjoint iff the quotient functor CC/L has a right adjoint, provided that C/L has small hom-sets. In this caseC/L = L. Hence by the above results, we have the following Corollary which is the fundamental result in the theory of compactly generated triangulated categories.

Corollary3.18 ([32], [33], [26]). LetC be a compactly generated trian- gulated category.

(1)An additive functorH : CopAbis representable iffH is cohomo- logical and sends coproducts to products. In particularC has products.

(2)An exact functorF :CDto the triangulated categoryD, has a right adjoint iffFpreserves coproducts. In case the right adjointGofF exists, then Ghas a right adjoint iffF preserves compact objects.

(3)IfL is a localizing subcategory ofC, then: the inclusion functorL 4C has a right adjoint iff the quotient functorCC/L has a right adjoint iff C/L has small hom-sets iff the canonical functor LC/L is an equivalence.

3.6. Locally Finitely Presented Additive Categories

Brown Representability has also interesting applications to locally finiteley presented categories. We have the following consequences of Theorems 3.6, 3.8.

Theorem3.19.LetC be a locally finitely presented additive category. Then the following are equivalent:

(i) C has products.

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(ii) C is covariantly finite inMod(f.p.(C)). (iii) C has weak cokernels.

(iv) An additive functorH :CopAbis representable iffH is half-exact and sends coproducts to products.

Proof. By [13], C is equivalent to the category Flat(Mod(f.p.(C))) of flat contravariant additive functors from its subcategory f.p.(C) of finitely presented objects to Ab. If C has products, then by [13] the subcategory f.p.(C)has weak cokernels. Then by [5], Flat(Mod(f.p.(C)))is covariantly finite in Mod(f.p.(C)). If C is covariantly finite in Mod(f.p.(C)), then by Proposition 3.1, C has weak cokernels. If C has weak cokernels then since C has coproducts and f.p.(C)is a compact minimal Whitehead subcategory ofC, the assertion(iv)follows from Brown’s Theorem. If Brown’s Theorem holds inC then as in Corollary 3.7,C has products.

Theorem3.20 ([30]). LetC,Dbe locally finitely presented additive cat- egories with products and letF :CDbe an additive functor. The following are equivalent:

(i) F has a right adjointG: DC (andGpreserves coproducts, resp.

direct limits).

(ii) F preserves coproducts, weak cokernels (and compact, resp. finitely presented objects).

Proof. IfC is a locally finitely presented category with products, then by the above Theorem, f.p.(C)is a compact Whitehead subcategory ofC and the assertions are consequences of Brown’s Theorem. We include a proof of the parenthetical cases. By the Adjoint Theorem, the right adjointGofFpreserves coproducts iffF preserves compact objects. Assume thatGpreserves direct limits and let X ∈ f.p.(C). Then D(F (X),lim

Di) ∼= C(X, G(lim

Di)) ∼= C(X,lim

G(Di)) ∼= lim

C(X, G(Di)) ∼= lim

D(F (X), Di). HenceF (X)is finitely presented. Conversely ifF preserves coproducts, weak cokernels and finitely presented objects, then∀X∈f.p.(C)we have:

C(X, G(lim

Di))∼=D(F (X),lim

Di)∼=lim

D(F (X), Di)

∼=lim

C(X, G(Di))∼=C(X,lim

G(Di)).

Since f.p.(C)is Whitehead, it follows that lim

G(Di)∼=G(lim

Di), henceG preserves direct limits.

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3.7. Cohomology Theories and Costabilization

LetC be a right triangulated category with (right) triangulation∇and suspen- sion functor0. Acohomology theoryonC is a sequence{Hn;hn}n∈Z, where Hn : CopAb is a cohomological functor and hn : Hn −→= Hn+10 are natural isomorphisms. A morphism between the cohomology theories {Hn;hn}n∈Z, {Fn;fn}n∈Z is a sequence of morphisms{αn : HnFn}n∈Z, such that∀n∈ Z: αnfn = hnαn+10. We denote byCohTh(C)the cat- egory of cohomology theories onC. IfC has coproducts, then we denote by CohTh(C, 0,∇) the full subcategory consisting of all cohomology theories {Hn;hn}n∈Z such thatHnsends coproducts to products,∀n∈ Z. Our aim in this subsection is to describe in some cases the categoryCohTh(C, 0,∇). To this end we need some definitions.

Suppose thatC,Dare additive categories equipped with endofuctors/, 0 respectively. A functor F : CD is called stable if F / = 0F. If / : CC is an endofunctor of an additive categoryC, then by [8], there exists a couniversal category in which/becomes invertible in the following sense. There exists a pair(R(C, /),R) consisting of a category R(C, /) equipped with an equivalence/:R(C, /)−→ R(C, /)and a stable functor R : R(C, /)C, such that for any stable functorF : DC from a categoryD equipped with an autoequivalence, there exists a unique (up to isomorphism) stable functorF : DR(C, /)such thatRF = F. The categoryR(C, /)is called thecostabilizationofC (with respect to/) and the stable functorRis called thecostabilization functor. If the pair(C, /)admits a left or right triangulation1, then the costabilization ofC is triangulated, and is denoted byR(C, /, 1). In this case the costabilization functorRis exact and the pair is couniversal for exact functors from triangulated categories to C. We recall the description ofR(C, /)from [8]. The objects ofR(C, /) are sequences{An, αn}n∈Z, whereαn : An −→= /(An+1)are isomorphisms in C. A morphism between the objects{An, αn}n∈Z,{Bn, βn}n∈Zis a sequence of morphismsχn : AnBn, such thatαn/(χn+1)= χnβn,∀n ∈Z. The costabilization functor is defined by settingR({An, αn}n∈Z)=A0.

The following generalizes a result of Jørgensen [25].

Theorem3.21.Let(C, 0,)be a right triangulated category with cop- roducts containing a minimal Whitehead subcategory and let / be a right adjoint of0.

Then there exists a full embeddingT :R(C, /) 4CohTh(C, 0,∇)which induces an equivalenceT : R(C, /) ≈ CohTh(C, 0,∇). If(C, /)admits a left triangulation1, thenCohTh(C, 0,∇) ≈ R(C, /, 1)is triangulated with coproducts.

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Proof. Let φ−,? : C(0(−),?) ∼= C(−, /(?)) be the natural isomorph- ism associated to the adjoint pair(0, /). Define a functor T :R(C, /) 4→ CohTh(C, 0,∇) as follows: T({An;αn}n∈Z) = {Hn;hn}n∈Z, where Hn := C(−, An) and hn := C(−, αn)φ−,An+1 : C(−, An)C(0(−), An+1). If n)n∈Z : {An;αn}n∈Z → {An;αn}n∈Z is a morphism in R(C, /), then T((χn)n∈Z):= {C(−, χn)}n∈Z. Trivially T is a full embedding. If{Hn;hn}n∈Z

is a cohomology theory, where eachHnsends coproducts to products, then by Brown Representability we have natural isomorphismsτn :Hn ∼=C(−, An) ,∀n∈ Z. Define isomorphismsαn : An/(An+1)by the composition of isomorphismsαn:=τn◦hn◦τn+10φ−,An+1. Then{An;αn}n∈Zis inR(C, /) andR({An;αn}n∈Z)= {Hn;hn}n∈Z.

Corollary3.22. LetC be a compactly generated triangulated category.

Then there exists a triangle equivalenceC ≈CohTh(C). 4. Homotopy Pairs and Closed Model Categories

4.1. Closed Model Categories and Functorially Finite Subcategories Let C be an additive category. We recall the concept of a (closed) model structure onC in the sense of Quillen [35], [14], [22].

Definition4.1. A (closed) model structure onC consists of three classes of morphisms ofC:

(1) Cof(C), the class ofcofibrations, (2) Fib(C), the class offibrations,

(3) Weq(C), the class ofweak equivalences, satisfying the following properties.

(i) Iff, gare morphisms inC such that the compositionfg is defined and two off, g, fgare weak equivalences, then so is the third.

(ii) Iff is a retract ofgin the category C2of morphisms ofC andg is a cofribation, fibration or weak equivalence, then so isf.

(iii) Define a morphismf to be atrivial fibrationiff is both a fibration and a weak equivalence. Define a morphismfto be atrivial cofibrationiff is both a cofibration and a weak equivalence. Then for any commutative diagram

A −−−→f C



i p

B −−−→g D

()

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wherei is a trivial cofibration andp is a fibration ori is a cofibration andpis a trivial fibration, there existsh:BCsuch thatih= f andhp=g.

(iv) For any morphism f in C there are factorizations: f = f1f2 and f =f3f4inC such that:f1is a cofibration,f2is a trivial fibration, f3is a trivial cofibration andf4is a fibration.

If C admits a closed model structure, then an object AC is called fibrant, resp.cofibrant, if the morphismA→0 is a fibration, resp. 0→Ais a cofibration. An objectAis calledbifibrantifAit is fibrant and cofibrant.

Definition 4.2. The homotopy category Ho(C) of C with respect to a closed model structure(Cof(C),Fib(C),Weq(C)), is defined to be the cat- egory Ho(C) := C[Weq(C)1] obtained by formally inverting the class of weak equivalences, see [17].

Quillen [35] defines (in the additive case) a closed model category as an additive categoryC with kernels and cokernels, together with a closed model structure onC. For our purposes, we need a weaker notion.

Definition4.3. Aweak closed model categoryis an additive categoryC together with a closed model structure(Cof(C),Fib(C),Weq(C))onC, such that any cofibration has a cokernel and any fibration has a kernel.

We fix in this section an additive categoryC with split idempotents. Let XC be a full additive subcategory ofC, closed under direct summands and isomorphisms. Define classes of morphisms inC as follows:

(i) CofX(C)is the class ofX-monics.

(ii) FibX(C)is the class ofX-epics.

(iii) WeqX(C)is the class of stable equivalences, i.e.fWeq(C)ifff is an isomorphism inC/X.

Let f, g : AB be two morphisms in C. We say that f, g areX- homotopic, iffgfactors through an object ofX, i.e. iff =gin the stable categoryC/X.

Lemma4.4.Letf :ABbe a morphism inC.

(i) f is a trivial cofibration ifff is split monic and Coker(f )X. (ii) f is a trivial fibration ifff is split epic and Ker(f )X.

Proof. Iff is a trivial cofibration thenf is an isomorphism inC/X, so there is a morphismg : BAsuch that 1A = fg. Then the morphism 1Afg factors through an object ofX; hence there are morphisms χ : AX,κ : XA, whereXX, such that: 1Afg = χκ. Since

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f isX-monic, there exists a morphism λ : BX such that χ = fλ. Then 1Afg =fλκ⇒1A = f(g+λκ), sof is split monic.

Since idempotents split in C, f has a cokernel and thenCoker(f )X. Conversely iff is split monic then triviallyf is a cofibration. Sincefinduces an isomorphismB=ACoker(f )inC, if in additionCoker(f )X, then f is an isomorphism inC/X. The proof of(2)is dual.

Our main result of this section is the following.

Theorem4.5.The following are equivalent:

(i) X is a functorially finite subcategory ofC.

(ii) The triple(CofX(C),FibX(C),WeqX(C))is a closed model structure onC.

In this case all objects ofCare bifibrant and the associated homotopy category C[WeqX(C)1]is equivalent to the stable categoryC/X. Finally the left or right homotopy relation (see [35]) induced from the closed model structure of C coincides with theX-homotopy relation.

Proof. (i)(ii)Sincef is a weak equivalence ifff is an isomorphism inC/X, property(i)follows directly. Property(ii)is easy to check and is left to the reader. Letf : AB be a morphism inC. Consider the morphisms f1:=A, f ):AXA⊕B,f2:=t(0,1B):XA⊕B→B,f3:=(1A,0): AAXB,f4 := t(f, χB) : AXBB, whereχA : AXA is a leftX-approximation ofAandχB :XBBis a rightX-approximation of B. Thenf =f1f2=f3f4. Moreover by constructionf1is a cofibration, f4is a fibration,f2is a trivial fibration andf3is a trivial cofibration. Hence property (iv)holds. It remains to prove that property (iii) is true. Consider the commutative diagram()as in definition 4.1 and assume first thatiis a trivial cofibration andpis a fibration. By Lemma 4.4, the morphismiinduces a direct sum decompositionB ∼=AX, withXX. Hence without loss of generality we can assume thatB =A⊕Xandi =(1A,0):AA⊕X. Then gis of the formg =t(g1, g2):AXD. By the commutativity of()we haveg1= fp. Sincepis a fibration (=X-epic), the morphismg2factors throughp. Hence there existsα:XCsuch thatαp=g2. Consider the morphismh := t(f, α): AXC. Thenih = (1A,0)t(f, α) = f and hp = t(f, α)p = t(fp, αp) = t(g1, g2) = g. A similar argument shows that the morphismh exists, ifi is a cofibration andp is a trivial fibration. Hence the triple(CofX(C), F ibX(C), WeqX(C))defines onC a closed model structure.

(ii)(i) Let Abe in C. If C(A, X) = 0,∀X ∈ X, thenA → 0 is a leftX-approximation ofA. Assume that there existsXX and a non- zero morphismf : AX. By Definition 4.1, there exists a factorization

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f = f1f2 : A−→f1 B −→f2 X such thatf1is a cofibration andf2is a trivial fibration. By the above Lemma, f2 is a split epic with kernel inX, hence BX. Since by definitionf1 is a cofibration =X-monic, it follows that f1 is a leftX-appoximation ofA. HenceX is covariantly finite. A similar argument shows thatX is contravariantly finite.

By construction the projection functorπ:CC/X sends weak equival- ences to isomorphisms. IfF : CD is an additive functor such thatF (f ) is an isomorphism,∀f ∈ WeqX(C), then since the morphismX → 0 is a weak equivalence for anyXX, we have that F (X) = 0. Hence there exists a unique (up to equivalence) functorF˜ :C/XDsuch thatF π˜ =F. This shows thatC/X is equivalent to the homotopy categoryC[WeqX(C)1].

Trivially all objects ofC are fibrant and cofibrant. The assertion about homo- topies is easy and is left to the reader.

IfX is a functorially finite subcategory of an additive categoryC, then we consider alwaysC with the closed model structure described in the above Theorem.

If there exists a closed model structure onC with all objects bifibrant, then for an objectAC,A → 0 is a weak equivalence iff 0 → A is a weak equivalence. We call such objectsacyclic and the induced full subcategory is denoted byAc(C). One direction of the following result, first proved by Pirashvili [34] in caseC is abelian, is a consequence of Theorem 4.5. The proof of the other direction, is similar to the proof of Theorem 4.5, using standard arguments from the theory of model categories. Since we shall not use it, its proof is left to the reader.

Theorem4.6.There is a bijective correspondence between closed model structures onC with all objects bifibrant and functorially finite subcategories ofC. The correspondence is given as follows:

(Cof(C),Fib(C),Weq(C))−→Ac(C), X −→(CofX(C),FibX(C),WeqX(C)).

4.2. Homotopy pairs and Triangulations

The following concept is fundamental in the study of stable categories.

Definition 4.7. [9] A pair(C,X)of additive categories is called right (left) homotopy pairif the following conditions are true:

(1) X is a covariantly (contravariantly) finite full subcategory ofC. (2) AnyX-monic (X-epic) has a cokernel (kernel) inC.

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The pair(C,X)is called ahomotopy pair if it is a left and right homotopy pair.

Example4.8. (1)Idempotent morphisms split inC iff(C,C)is a homo- topy pair. The pair(C,0)is a left (right) homotopy pair iffC has (co)kernels.

(2)For any abelian categoryC and any contravariantly (covariantly) finite subcategoryXC, the pair(C,X)is a left (right) homotopy pair. Here we can chooseX to be the full subcategory of projectives (injectives), ifC has enough of them.

(3)IfCis a locally finitely presented additive category, then for any full sub- categoryX ⊆f.p.(C), the pair(C,Add(X))is a left homotopy pair. IfC has products, then(C,PInj(C))is a right homotopy pair, where PInj(C)is the full subcategory of pure-injective objects. In particular ifDis a skeletally small ad- ditive category with split idempotents, then(Flat(Mod(D)),Proj(Mod(D)))is a left homotopy pair and if moreoverDhas weak cokernels, then(Flat(Mod(D)), FlPInj(Mod(D)))is a right homotopy pair, where FlPInj(Mod(D))is the full subcategory of flat and pure-injective objects.

Usually a category carries a left and right triangulated structure in a compat- ible way. We formalize this situation in the following definition, see also [22].

Definition4.9. LetC be an additive category. Apre-triangulationofC consists of the following data:

(i) An adjoint pair (0, /)of additive endofunctors 0, / : CC. Let ε : 0/ →IdC be the counit and letδ: IdC/0be the unit of the adjoint pair.

(ii) A collection of diagrams1inC of the form/(C)ABC, such that the triple(C, /, 1)is a left triangulated category.

(iii) A collection of diagrams∇ inC of the formABC0(A), such that the triple(C, 0,)is a right triangulated category.

(iv) For any diagram inC with commutative left square:

A −−−−→f B −−−→g C −−−→h 0A



α β ∃γ 0(α)◦εC

/(C) −−→f A −−−→g B −−−→h C

where the upper row is in∇ and the lower row is in1, there exists a morphismγ :CBmaking the diagram commutative.

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