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BOUNDED APPROXIMATION PROPERTIES IN TERMS OF C [0 , 1]

ÅSVALD LIMA, VEGARD LIMA and EVE OJA

Abstract

LetXbe a Banach space and letIbe the Banach operator ideal of integral operators. We prove thatXhas theλ-bounded approximation property (λ-BAP) if and only if for every operator T I(X, C[0,1])there exists a net(Sα)of finite-rank operators onXsuch thatSα IX

pointwise and

lim sup

α TSαI λTI.

We also prove that replacingI by the idealN of nuclear operators yields a condition which is equivalent to the weakλ-BAP.

1. Introduction

LetXandY be Banach spaces. We denote byL(X, Y )the Banach space of all bounded linear operators fromXtoY, and we writeL(X)forL(X, X). The subspace ofL(X)of finite-rank operators is denoted byF(X). LetIX

denote the identity operator onX.

Recall that a Banach spaceX is said to have theapproximation property (AP) if there exists a net(Sα)F(X) such thatSαIX uniformly on compact subsets ofX. If(Sα)can be chosen with supαSαλfor some λ≥1, thenXis said to have theλ-bounded approximation property(λ-BAP).

LetA =(A, A)be a Banach operator ideal. Recently, an approximation property which is bounded forAwas introduced and studied in [11] as follows.

We say thatXhas theλ-bounded approximation property forA (λ-BAP for A) if for every Banach spaceY and every operatorTA(X, Y )there exists a net(Sα)F(X)such thatSαIX uniformly on compact subsets ofX

and lim sup

α TSαAλTA.

The λ-BAP for A extends the notion of the weak λ-BAP which is, by definition, theλ-BAP for the idealW of weakly compact operators. The weak

The research of Eve Oja was partially supported by Estonian Science Foundation Grant 7308 and Estonian Targeted Financing Project SF0180039s08.

Received 14 July 2010, in final form 29 October 2010.

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BAP was introduced in [12] and studied in [11], [12], [13], [17], [18], [19], [20]. It is immediate that the λ-BAP implies the λ-BAP for every Banach operator idealA (since TSαA ≤ TASα), and it is equivalent to the λ-BAP for the idealL of all bounded linear operators.

By [17] (see [20] for a simpler proof), the weakλ-BAP and theλ-BAP are equivalent for a Banach spaceXwheneverXorX∗∗has the Radon–Nikodým property. It remains open whether the weakλ-BAP is strictly weaker than the λ-BAP. If they were equivalent, then, by [12], the answer to the long-standing famous open problem (Problem 3.8 in [1]), whether the AP of a dual Banach space implies the 1-BAP, would be “yes”. For a recent survey on bounded approximation properties, see [21].

In [11], it was proved that the BAP is precisely the BAP for the idealI of integral operators, and the weak BAP is precisely the BAP for the idealN of nuclear operators. In [11], it was also proved that in these cases the requirement

“for every Banach spaceY” can be relaxed by takingY =for the BAP and Y =c0for the weak BAP. More precisely, the following holds.

Theorem 1.1 (see [11, Theorem 2.1 and Proposition 4.2]). Let X be a Banach space, and let1≤λ <. The following statements are equivalent.

(a) Xhas theλ-BAP.

(b) For every Banach spaceY and every operatorTI(X, Y )there exists a net(Sα)F(X)such thatSαIX uniformly on compact subsets ofXand

lim sup

α TSαIλTI.

(c) For every TI(X, ) there exists a net (Sα)F(X)such that SαIXpointwise and

lim sup

α TSαIλTI.

Theorem 1.2 (see [11, Theorem 3.1 and Proposition 4.1]). Let X be a Banach space, and let1≤λ <. The following statements are equivalent.

(a) Xhas the weakλ-BAP.

(b) For every Banach spaceYand every operatorTN(X, Y )there exists a net(Sα)F(X)such thatSαIX uniformly on compact subsets ofXand

lim sup

α TSαNλTN.

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(c) For every TN(X, c0) there exists a net (Sα)F(X)such that SαIXpointwise and

lim sup

α TSαNλTN.

The classical spacesc0andare, indeed, very different from each other.

A natural question would be: can the spaces c0 and be replaced by one classical Banach space, preferably separable, which would characterize both the BAP and the weak BAP? Our main aim of this paper is to show that the spaceC[0,1] of continuous functions fits for the both BAPs. Our main results are as follows (conditions (b) below are to be compared with conditions (c) of Theorems 1.1 and 1.2).

Theorem1.3.LetXbe a Banach space, and let1≤λ <. The following statements are equivalent.

(a) Xhas theλ-BAP.

(b) For everyTI(X, C[0,1])there exists a net(Sα)F(X)such that SαIXpointwise and

lim sup

α TSαIλTI.

Theorem1.4.LetXbe a Banach space, and let1≤λ <. The following statements are equivalent.

(a) Xhas the weakλ-BAP.

(b) For every TN(X, C[0,1])there exists a net(Sα)F(X)such thatSαIXpointwise and

lim sup

α TSαNλTN.

Theorem 1.4 and the separable case of Theorem 1.3 will be proved in Sec- tion 2 relying on the fact that the Banach operator idealI is injective with respect to norm-preserving extension operators (see Proposition 2.1). The non- separable case of Theorem 1.3 will be deduced from the separable case in Section 3 relying on the main result of Section 3 (Theorem 3.2) stating that a property ofX, similar to conditions (c) of Theorems 1.1 and 1.2 and to condi- tions (b) of Theorems 1.3 and 1.4, is inherited by ideals in Banach spaces.

Our notation is standard. A Banach spaceXwill be regarded as a subspace of its bidualX∗∗under the canonical embeddingjX:XX∗∗. The closure of a setAXis denotedA. The tensor productXY with a tensor norm

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α is denoted byXα Y and its completion byX ˆ⊗α Y. We shall use only the classical projective tensor normπ = π and the injective tensor norm ε. SinceF(X, Y )=XY, we shall writeTπ forTF(X, Y )( πis called the finite nuclear norm in [22]). Let us recall that, for Banach operator ideals A and B, the inclusion AB means that A(X, Y )B(X, Y ) and TA ≥ TB for all Banach spaces X and Y and for all operators TA(X, Y ).

We refer to the books by Diestel and Uhl [3] and Ryan [23] for the clas- sical approximation properties, tensor products, and for the common Banach operator ideals such asN andI; see also [2] by Diestel, Jarchow, and Tonge and Pietsch’s book [22] for operator ideals. We use “Banach operator ideal”

for “normed operator ideal” in [22], or for “Banach ideal” in [2] and [23] (note that, in the Banach spaces context, the term “ideal” has its own meaning (see Section 2)).

2. Proofs of Theorem 1.4 and the separable case of Theorem 1.3 Recall that a Banach operator idealAisinjectiveifJ TA = TAwhenever TA(X, Y ) andJL(Y, Z)is an into isometry. It is well known that the Banach operator idealI of integral operators is not injective (see, e.g., [22, 8.4.10]). Our first result shows thatI is injective with respect to norm- preserving extension operators, a fact which will be used in the proofs of Theorems 1.4 and 2.6 below.

LetYbe a closed subspace of a Banach spaceZ. An operatorL(Y,Z) is called anextension operatorif(y)(y)= y(y)for allyYand all yY. IfY admits an extension operator L(Y, Z), which is norm- preserving (i.e., =1), thenY is called anidealinZ. This is equivalent to the annihilatorYofY being the kernel of a norm one projection inZ.

Proposition2.1.Let Xbe a Banach space. Let Y be a closed subspace of a Banach space Z. If there exists a norm-preserving extension operator L(Y, Z), thenTI = TI wheneverTI(X, Y).

Proof. We are going to use well-known facts about tensor products (see, e.g., [3] or [23]). SinceI(X, Y)=(XεY )andI(X, Z)=(XεZ), we may considerT(XεY )andT(XεZ). Taking into account thatXεYis a subspace ofXεZ, let us observe thatT extendsT. Indeed, for allxXandyY,

(T )(xy)=(T x)(y)=(T x)(y)=T (xy).

Hence,TI ≥ TI. On the other hand,TI ≤ TI = TI.

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Recall that a Banach space is aPλ-space, for someλ≥1, if it is comple- mented, by a projection whose norm does not exceedλ, in any Banach space containing it (as an isometrically isomorphic subspace). The next result is due to Fakhoury [4, Corollary 3.3]. Fakhoury’s proof relies on Lindenstrauss’s Memoir [14] and his own results established in [4]. For a simple direct proof, see [16, Proposition 5.3].

Proposition2.2.LetY be a closed subspace of a Banach spaceZ. IfY∗∗

is aPλ-space, then there exists an extension operatorL(Y, Z)withλ.

It is well known that, for every set, the space()is aP1-space (see, e.g., [15, p. 105]). In particular,c0∗∗= is aP1-space. More generally,Y∗∗

is aP1-space wheneverYis anL1-predual, i.e.,Yis isometrically isomorphic to a space of typeL1( , μ)(see, e.g., [26, p. 1706]).

Corollary2.3.Let Y be an L1-predual (in particular,Y = c0). IfY is contained in a Banach spaceZ (as an isometrically isomorphic subspace), thenY is an ideal inZ.

On the other hand, the following holds.

Proposition2.4 (see [4, Proposition 3.4]). Every ideal in anL1-predual is anL1-predual itself.

Proof. Since [4] considers only the real case and does not provide a proof, we include a proof for completeness. Thus, letY be an ideal in anL1-predual Z, and letL(Y, Z) be a norm-preserving extension operator. Since Z∗∗is aP1-space and provides a norm one projection inZ∗∗ ontoY∗∗, Y∗∗is also aP1-space (it is easily seen that 1-complemented subspaces of a P1-space areP1-spaces). Hence, by the Grothendieck–Sakai theorem (see [5]

for the real case and [24] for the complex case),Y is anL1-predual.

Let us first prove Theorem 1.4.

Proof of Theorem 1.4. By Theorem 1.2, we only need to prove the implication (b)⇒(a). For this, it suffices to show that condition (b) of The- orem 1.4 implies condition (c) of Theorem 1.2.

Let TN(X, c0). Since c0 embeds isometrically inC[0,1], by Corol- lary 2.3 there exists a norm-preserving extension operatorL(c0,C[0,1]). SinceTN(X, C[0,1]), there exists(Sα)F(X)such thatSαIX

pointwise and lim sup

α TSαNλTNλTN =λTN.

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It is well known (see, e.g., [23, p. 176]) that for a finite-rank operator, acting to a space with the metric AP, its nuclear and integral norms coincide. Hence, TSαN = TSαI andTSαN = TSαI. Using Proposition 2.1, we therefore have

TSαN = TSαI = TSαI = TSαN. Hence,

lim sup

α TSαNλTN

as desired.

Remark2.5. It is an easy exercise to show thatc0=1embeds isometric- ally inC[0,1]. It seems that an arbitrary into isometryL(c0, C[0,1]) cannot be used for proving Theorem 1.4.

Theseparable caseof Theorem 1.3 is immediate from Theorem 2.6 below and Theorem 1.1.

Theorem2.6.LetX be a separable Banach space, and let1 ≤ λ <. If for everyTI(X, C[0,1]) there exists a net(Sα)F(X)such that SαIXuniformly on compact subsets ofX(respectively, pointwise)and

lim sup

α TSαIλTI,

then for everyTI(X, )there exists a net(Sα)F(X)with the same properties.

Proof. LetTI(X, ). Since ranTis separable, by a result of Sims and Yost [25] (see [6, p. 138]), we can find a separable idealY inwhich admits a norm-preserving extension operator L(Y, ) satisfying ranT ⊂ ran. By Proposition 2.4,Y is anL1-predual.

Letj :Y denote the identity embedding. Observe that T =jT .

Indeed, letxX. Since ranT ⊂ran, there isyYsuch thatT x=y. Hence,jT x=jy=IYy=y=T x.

SinceY is separable, it embeds isometrically inC[0,1]. By Corollary 2.3, there exists a norm-preserving extension operatorL(Y, C[0,1]). Since jTI(X, C[0,1]), there exists a net(Sα)F(X)such thatSαIX

and

lim sup

α jTSαIλjTIλTI.

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On the other hand, using Proposition 2.1 twice, we have

TSαI = jTSαI = jTSαI = jTSαI. From this, the desired inequality is immediate.

Remark2.7. In the above proof of Theorem 2.6, we applied Proposition 2.4 to show that an idealY in is an L1-predual. An alternative proof of this fact, relying on intersection properties of balls, can be done as follows. By results of Lindenstrauss [14] (the real case) and Hustad [8] (the complex case) (see [9, Theorem 4.1] and [10, Theorem 5.8]),Y is anL1-predual if and only ifY is an almostE(n)-space for allnN. Recall (see [8] and [10, p. 9]) that a Banach spaceY is analmostE(n)spaceif for each family ofnclosed balls B(y1, r1), . . . , B(yn, rn)inY the following implication holds:

n

i=1

B(y(yi), ri)=∅ ∀yY, y ≤1

n

i=1

B(yi, ri +ε)=∅ ∀ε >0.

Letekbe the coordinate functionals, and letykYbe their restrictions to Y. If the above assumption holds, then there exist numbers ak such that

|ek(yi)ak| = |yk(yi)ak| ≤rifor alli =1, . . . , n. Hence,x :=(ak)

andyix ≤riinfor alli =1, . . . , n. But thenyix = (yix) ≤ ri inY∗∗for alli = 1, . . . , n. This implies, by the principle of local reflexivity, that for everyε >0 there existsyεYsuch thatyiyεri+ε for alli =1, . . . , n, as desired.

3. Proof of the non-separable case of Theorem 1.3

The proof of the non-separable case of Theorem 1.3 relies on the following reformulation of the BAP in terms of separable ideals.

Theorem 3.1 (see [11, Proposition 4.3 and Theorem 2.2]). Let X be a Banach space, and let1≤λ <. The following statements are equivalent.

(a) Xhas theλ-BAP.

(b) Every separable idealZinXhas theλ-BAP.

The next result is the main theorem of this section. Its assumptionAW can be equivalently expressed as follows: ifTA(X, Y ), then ranT∗∗Y. This assumption holds for many operator ideals. For us, it is important that IW.

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Theorem3.2.LetXandYbe Banach spaces, letAbe a Banach operator ideal such thatAW, and let1 ≤ λ <. Assume thatX has the weak BAP. IfX has the property that for every TA(Y, X) there exists a net (Sα)F(X)such thatSαIXpointwise and

lim sup

α SαTAλTA, then every idealZinXhas the same property.

Proof. LetTA(Y, Z). We consider the set of allν=(ε, K, L), where ε >0, andKZandLZare finite sets. We need to prove that for every ν=(ε, K, L)there existsUνF(Z)such that

|z(Uνzz)|< ε ∀z∈K, ∀zL,

and UνTAλTA +ε.

Indeed, this would imply thatUνIZin the weak operator topology and lim sup

ν UνTAλTA.

Hence, passing to a net of convex combinations far out in(Uν), we could assume thatUνIZin the strong operator topology, as desired.

Let us fixν=(ε, K, L). LetL(Z, X)be a norm-preserving exten- sion operator. ThenTA(Y, X), and there existsS= SαF(X)such

that Sz−z< ε

2 max{z:zL} ∀z∈K,

and STAλTA + ε

2 ≤λTA+ ε 2.

SinceXhas the weak BAP, there exists an extension operatorXXw

L(X, X∗∗∗) = (X ˆ⊗π X∗∗) (see [13, Propositions 2.1, 2.3, and 2.5]

and [20, Corollary 3.18]). ThenL(Z, X∗∗∗) = (Zˆ⊗πX∗∗). We show that ZXw

. Letu =

n=1znxn∗∗Zˆ⊗πX∗∗, with

n=1znxn∗∗<∞, and assume that u, z⊗x =

n=1

zn(z)xn∗∗(x)=0 ∀z∈Z, ∀xX.

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This means that

n=1xn∗∗(x)zn=0 inZfor allxX, and therefore

n=1

xn∗∗(x)zn=0 ∀xX

inX. Hence, denotingv=

n=1znxn∗∗Xˆ⊗πX∗∗, we have u, =

n=1

(zn)(xn∗∗)= v, =0,

because

v, x⊗x =

n=1

(zn)(x)xn∗∗(x)

=

n=1

xn∗∗(x)zn

(x)=0 ∀x∈X, ∀xX.

Since ZXw, there exists a net (Vβ)F(X, Z)such that Vβweak* inL(Z, X∗∗∗) = (Zˆ⊗πX∗∗). We shall show that the desired operatorUν can be found in the formUν =VSiZ, whereiZ:ZX denotes the identity embedding andV is a convex combination of operators Vβ.

SetH = ran(iZS). Then dimH <∞. LetiH : HZbe the identity embedding. Denote bySˆ the operatoriZSconsidered as an operator to H. Then

iHSˆ =iZS,

and the operatorsSVˆ βT andSˆ∗∗T belong toF(Y, H )= YH. Since (Yˆ⊗πH ) = L(Y, H) = F(Y, H) = Y∗∗H and we have (using that ranT∗∗Z) that for ally∗∗Y∗∗andhH

y∗∗h,SVˆ βT =h(Sˆ∗∗Vβ∗∗∗T∗∗y∗∗)=h(SVˆ βT∗∗y∗∗)

=(Sˆh)(VβT∗∗y∗∗)

β T∗∗y∗∗⊗ ˆSh, = y∗∗h,Sˆ∗∗T, the net(SVˆ βT )β converges toSˆ∗∗T weakly inYˆ⊗πH. Passing to a net of convex combinations far out in(Vβ), we may assume that our net(Vβ)also satisfies

ˆSVβT − ˆS∗∗Tπ

β 0,

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hence also

iHSVˆ βTiHSˆ∗∗TA

β 0. Consequently,

(VβSiZ)TA = iHSVˆ βTA

β iHSˆ∗∗TA.

A straightforward calculation shows thatiHSˆ∗∗=iZSjX. SincejX=IX, iHSˆ∗∗TA = iZSjXTA = iZSTA

≤ STAλTA + ε 2. Hence, there is someβ0such that forββ0, one has

(VβSiZ)TAλTA +ε.

Finally, let us consider the operatorsSVˆ β,Sˆ∗∗F(Z, H ). Since for allzZandhH

h(SVˆ βz)=(Sˆh)(Vβz)

β z⊗ ˆSh, =h(Sˆ∗∗z), SVˆ ββ Sˆ∗∗in the weak operator topology. Passing to a net of convex combinations far out in (SVˆ β), we may assume that SVˆ βzβ Sˆ∗∗z for allzZ. Hence alsoiHSVˆ βzβ iHSˆ∗∗zfor allzZ. This means, by calculations made above, that

(VβSiZ)z

β iZSz ∀zZ. Letβ1be such that forββ1, one has

|z(VβSiZz)(Sz)(z)|< ε

2 ∀z∈K, ∀zL.

Since

Szz ≤ Szz< ε

2 max{z:zL} ∀z∈K, and(z)(z)=(z)(z)=z(z),

|(Sz)(z)z(z)|< ε

2 ∀z∈K, ∀zL.

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Consequently, forββ1, one has

|z(VβSiZzz)|< ε ∀z∈K, ∀zL.

SettingUν =VβSiZfor someββ0, ββ1, completes the proof.

To apply Theorem 3.2 in our context, we shall need the following result.

For a Banach operator idealA, let us denote byAthedual operator ideal ofA. Its components areA(X, Y )= {T ∈ L(X, Y ) : TA(Y, X)}

withTA = TA. (The notationAmeans adjoint ideal in [2] and [22], where the dual operator ideal is denoted byAd andAdual, respectively.)

Proposition 3.3. Let X and Y be Banach spaces, let A be a Banach operator ideal such thatAA∗∗, and let1≤λ <. Letτ be a topology onL(X). The following statements are equivalent.

(a) For every TA(Y, X)there exists a net (Sα)F(X)such that SαIXinτand

lim sup

α SαTAλTA.

(b) For everyTA(X, Y)there exists a net(Sα)F(X)such that SαIXinτand

lim sup

α TSαAλTA.

Proof. Below, we shall use the following observation. If X and Y are Banach spaces andTL(X, Y), then

T =jYT∗∗jX. Indeed,T =IYT =jYjYT =jYT∗∗jX.

(a)⇒(b). ConsiderTA(X,Y). ThenTA(Y∗∗,X)andTA = TA. SinceTjYA(Y, X), there is(Sα)F(X)such thatSαIX

inτ and

lim sup

α SαTjYAλTjYAλTA =λTA. On the other hand,

TSαA = jYT∗∗Sα∗∗jXA ≤ jYT∗∗Sα∗∗A

= SαTjYA∗∗ ≤ SαTjYA. From this, the desired inequality is immediate.

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(b)⇒(a). Consider TA(Y, X). Since AA∗∗, we have TA∗∗(Y, X) and thereforeTA(X∗∗, Y). SinceTjXA(X, Y), there is(Sα)F(X)such thatSαIXinτand

lim sup

α TjXSαAλTjXAλTA =λTA∗∗λTA. On the other hand,

SαTA = SαjXT∗∗jYA ≤ SαjXT∗∗A = TjXSαA. From this, the desired inequality is immediate.

SinceI =I=I∗∗, we have an immediate corollary, which we spell out for an easy reference.

Corollary3.4.LetXandY be Banach spaces, and let1≤λ <. Let τ be a topology onL(X). The following statements are equivalent.

(a) For every TI(Y, X) there exists a net (Sα)F(X)such that SαIXinτand

lim sup

α SαTIλTI.

(b) For every TI(X, Y)there exists a net (Sα)F(X)such that SαIXinτand

lim sup

α TSαIλTI.

Proof of Theorem 1.3. By Theorem 1.1, we only need to prove the implication (b)⇒(a).

First of all, let us observe thatXhas the weakλ-BAP. Indeed, (b) of The- orem 1.3 implies (b) of Theorem 1.4, becauseNI and, as in the proof of Theorem 1.4,TSαN = TSαI wheneverTSαF(X, C[0,1]). Accord- ing to Theorem 1.4,Xhas the weakλ-BAP.

By Corollary 3.4, (b)⇒(a), and Theorem 3.2, every separable idealZhas the property that for every TI(C[0,1], Z) there exists a net (Sα)F(Z) such that SαIZ pointwise and lim supαSαTIλTI. By Corollary 3.4, (a)⇒(b), and the separable version of Theorem 1.3, we get that every separable ideal Z inX has the λ-BAP. This means, according to Theorem 3.1, thatXhas theλ-BAP.

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26. Zippin, M.,Extension of bounded linear operators, pp. 1703–1741 in: W. B. Johnson and J. Lindenstrauss (eds.), Handbook of the Geometry of Banach Spaces 2, North-Holland, Amsterdam 2003.

DEPARTMENT OF MATHEMATICS UNIVERSITY OF AGDER SERVICEBOKS 422 N-4604 KRISTIANSAND NORWAY

E-mail:Asvald.Lima@uia.no

AALESUND UNIVERSITY COLLEGE SERVICE BOX 17

N-6025 ÅLESUND NORWAY

E-mail:Vegard.Lima@gmail.com

FACULTY OF MATHEMATICS AND COMPUTER SCIENCE UNIVERSITY OF TARTU

J. LIIVI 2 EE-50409 TARTU ESTONIA

E-mail:eve.oja@ut.ee

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